Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :
| Sr. No. | Financial Year | Compliance Audit Status | Remarks, If any |
| 1 | FY 2021-22 Client Segregation Report | Conducted | Audit initiated – audit report will be submitted to BASL within six months of the end of the financial year. |
| 2 | FY 2022-23 Client Segregation Report | Conducted | Audit report submitted to BASL and no adverse findings. |
| 3 | FY 2023-24 Client Segregation Report | Conducted | Audit report submitted to BASL and no adverse findings. |
