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Finwizard Technology Private Limited is a member of National Stock Exchange of India Limited (Member code:90228) & BSE Limited (Member code:6696 ) SEBI Stock Broker Registration No. INZ000209036

Depository Participant of CDSL Depository with SEBI Registration No. IN-DP-572-2021

Mutual Fund distributor with AMFI Registration No. ARN:103168

SEBI Registered Investment Advisor INA200005323

Finwizard Technology Private Limited CIN number : U74900KA2015PTC080747

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Queens Paradise, No. 16/1, 1st Floor Curve Road, Shivaji Nagar, Bengaluru, Karnataka 560051

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122, The Summit Bay (By Omkar), near Western Express Highway Metro Station, Chakala, Andheri (East), Mumbai-400069, India.

Principal Officer Name - SEBI Registered Investment Advisor - Mr. Anand Dalmia Tel: +91 96425 96425

Stock Broking - Compliance Officer Name : Krishna Jakkula; Email ID : broking.compliance@finity.in ; +91 96425 96425

Mutual Funds - Compliance Officer Name : Balaji Rajendran; Email ID: compliance@finity.in; +91 7259598564

For any grievances, please write to grievances@finity.in,

Please ensure you carefully read the Risk Disclosure Document as prescribed by SEBI

Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances

Disclaimer: Investment in securities market are subject to market risks, read all the related documents carefully before investing.

Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do's & Don'ts) in Vernacular Language: BSE | NSE

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Prevent unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of investors.
KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
If you are subscribing to an IPO, there is no need to issue a cheque. Please write the Bank account number and sign the IPO application form to authorize your bank to make payment in case of allotment. In case of non allotment the funds will remain in your bank account.
Stock brokers can accept securities as margins from clients only by way of pledge in the depository system w. e. f. September 01, 2020.
Update your e-mail and phone number with your stock broker/depository participant and receive OTP directly from depository on your e-mail and/or mobile number to create pledge.
Check your securities/MF/bonds in the consolidated account statement issued by NSDL/CDSL every month.
Investors should be cautious on unsolicited emails and SMS advising to buy or sell securities and trade only on the basis of informed decisions.
Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 & vide notice no. BSE 20200731-7 dated July 31, 2020 and BSE 20200831-45 dated August 31, 2020 and other guidelines issued from time to time in this regard.

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